Financial Services Equivalence Regime: Rules-Based vs Outcomes-Based (Investment Management Brief: 6th February 2020)

Author:Mr David Heffron
Profession:Pinsent Masons LLP

Welcome to the Investment Management Brief, our regular briefing offering an overview of the latest business issues in investment management, including analysis and comment from Pinsent Masons.

In this issue we cover:


Financial services equivalence regime: rules-based vs outcomes-based. Read more here. Asset managers advised to review governance. Read more here. FCA finds gaps in funds' portfolio management processes. Read more here. Cash products must move away from Libor by September say regulators. Read more here. Flexible regulation urged to support innovation. Read more here. Report finds limited progress on boardroom ethnic diversity. Read more here. Fintech:

Singapore updates AI use guidance in digital Davos push. Read more here. Regulation of digital securities evolves in the Abu Dhabi Global Market. Read more here. Brexit:


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